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| Broker: |
ScotiaMcLeod Direct Investing |
| Web Site: |
http://www.scotiamcleoddirect.com/ |
| Customer Service: |
Phone: 1-800-263-3430 (English)
Phone:1-800-361-6601 (French and Quebec Residents)
Phone:1-877-662-3838 (Cantonese and Mandarin)
E-mail: smdirect@scotiamcleoddirect.com |
| Mailing Addresses:
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All provinces except Quebec:
ScotiaMcLeod Direct Investing
P.O. Box 603
Scarborough, ON
M1K 5C5
In Quebec:
Placement direct ScotiaMcLeod
P.O. Box 1115
Station Place D'armes
Montreal, Quebec
H9Y 9Z9
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| Service / Accounts Available: |
- Cash accounts
- Margin accounts
- Locked-in retirement accounts (LIRAs)
- Registered retirement savings plans (RRSPs)
- Life income fund (LIF)
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| Commission Schedule / Fees: |
(For the most up-to-date prices and conditions, please visit ScotiaMcLeod Direct Investing's Web site) |
| Equities (Cdn./U.S.) |
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Up to 1000 shares of any value using the Internet and Automated Telephone Service:
- Market Order $25.95
- Limit Orders $28.95
Over 1000 shares
| Share price |
Internet and Automated Telephone Service |
Placed by phone with a person |
| Commission / Price |
Commission / Price |
| Less than $1.00 |
$0.01 |
$34.95 + $0.005 ($38.95 U.S.) |
| $1.00 - $1.99 |
$0.02 |
$34.95 + $0.02 ($38.95 U.S.) |
| $2.00 - $4.99 |
$0.025 |
$34.95 + $0.03 ($38.95 U.S.) |
| $5.00 - $9.99 |
$34.95 + $0.04 ($38.95 U.S.) |
| $10.00 - $19.99 |
$34.95 + $0.05 ($38.95 U.S.) |
| $20.00 and higher |
$34.95 + $0.06 ($38.95 U.S.) |
| Note: | The maximum commission is 2% of the trade value subject to a minimum commission of $25.95 for Market Orders and $28.95 for Limit Orders charged for each trade. For trades under $2,000, the commission is $25.95 for Market Orders, $28.95 for Limit Orders. |
The maximum commission is 2% of the trade value subject to a minimum commission of $39.95 charged for each trade. |
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| Mutual Fund Trades |
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Front-Load |
No-Load |
BackLoad |
| Purchase |
$0 |
$0 |
$0 |
| Switch |
$0 |
$0 |
$0 |
| Redemption |
$40 |
$40 |
$0 |
| Note: | Minimum purchase amounts apply. Additional transaction fees may be imposed by some mutual fund companies (e.g. set-up fees, early redemption fees). |
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| Option Trades - Canadian and U.S |
| Option Value |
Internet and Automated Telephone Service |
Placed by phone with a person |
| Commission / Contract |
Commission / Contract |
| Less than $1.00 |
$25.95 + $0.80 |
$34.95 + $1.00 |
| $1.00 - $1.99 |
$25.95 + $1.20 |
$34.95 + $1.50 |
| $2.00 - $2.99 |
$25.95 + $1.60 |
$34.95 + $2.00 |
| $3.00 - $3.99 |
$25.95 + $2.00 |
$34.95 + $2.50 |
| $4.00 - $4.99 |
$25.95 + $2.40 |
$34.95 + $3.00 |
| $5.00 and higher |
$25.95 + $2.80 |
$34.95 + $3.50 |
| Note: | For assignments and exercises, the regular equity commission schedule applies. |
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| Special Services: |
- Real-time quotes
- Stock alerts
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